License & Regulation

Cyprus License
Cyprus License

Colmex Pro is a Cyprus Investment Firm (CIF) authorized by the regulatory authority for the financial services industry in Cyprus called CySEC - Cyprus Securities and Exchange Commission, under license number 123/10.

CySEC has several responsibilities, some of which include: supervising and controlling the operations of the Cyprus stock exchange and the transactions carried out on the stock exchange, its listed companies, collective investment undertakings, fund managers and brokerage and investment firms. CySEC is the supervisory body of Cypriot investment firms and is a member of the European Securities and Markets Authority (ESMA)

Visit our page on CySEC’s website here.

Licensed by FSCA
South African License

Colmex Pro is authorised as a Financial Services Provider, with licensing number 46990, by the Financial Sector Conduct Authority (FSCA) in South Africa (in the past Financial Services Board).

The FSCA is an independent institution that supervises the non-banking financial services industry of South Africa, promoting the sound and fair treatment of South African Investors.

For the Company’s license, please click here.

European Passporting

Colmex Pro is governed by MiFID, Markets in Financial Instruments Directive, which gives us a passport across the European Union states to offer our high-quality brokerage services, and essentially provides a cross-border regulatory environment for investment firms active within the European Economic Area (EEA).

Colmex Pro is registered with regulators as well as professional and governmental bodies, such as:

Registered FCA
Registered FCA United Kingdom

The Financial Conduct Authority (FCA) is a non-governmental body that regulates the financial services industry in the UK. The FCA also plays a fundamental role in the regulation and authorization of financial services firms from other countries within the European Economic Area (EEA).

Its main aim is to protect consumers, ensure the industry remains stable, and promote healthy competition between financial services providers. The FCA has rule-making, investigative and enforcement powers used to protect and regulate the financial services industry.

Colmex Pro is registered with FCA under Registration Number 547535 which can be found on the Financial Conduct Authority website below.

Visit the FCA’s website Here.

Registered BaFIN
Registered BaFIN - Germany

The Federal Financial Supervisory Authority (Bundesanstalt für Finanzdienstleistungsaufsicht – BaFin) supervises credit institutions, financial and payment service providers, insurers, Pensionsfonds, asset management companies and securities trading.

The objective of financial supervision is to ensure the proper functioning, stability and integrity of the German financial market. Bank customers, insurance policyholders and investors ought to be able to trust the financial system. For that reason, BaFin seeks to ensure that market participants comply with the relevant laws.

Colmex Pro is registered with BaFIN under ID 124339.

Visit the BaFIN’s website Here.

Registered CNMV
Registered CNMV - Spain

The Comisión Nacional del Mercado de Valores (CNMV) is the agency in charge of supervising and inspecting the Spanish Stock Markets and the activities of all the participants in those markets.

CNMV was created by the Securities Market Law, which instituted in-depth reforms of this segment of the Spanish financial system. Law 37/1998 updated the Law and established a regulatory framework that is fully in line with the requirements of the European Union and favours the development of European Stock Markets.

Colmex Pro is registered with CNMV under number 2855.

Visit the CNMV’s website here.

Registered ACPR
Registered ACPR - France

In France, as in most other countries, to conduct banking activities, to provide investments or payment services, firms need an authorization from the Autorité de Contrôle Prudentiel et de Résolution (ACPR) at the Banque de France. This system, governed by the Monetary and Financial Code, is justified by several concerns, including public protection and monitoring of money and credit.

Colmex Pro is registered with ACPR under number 30240.

Visit The Financial Firm Register, REGAFI / Banque de France website Here

For full list of Member States to whom Colmex Pro is offering cross-border services click here.

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